Sundance Strategies, Inc. focuses on purchasing or acquiring life insurance policies and residual interests in or financial products tied to life insurance policies, including notes, drafts, acceptances, open accounts receivable and other obligations representing part or all of the sales price of insurance, life settlements and related insurance contracts being traded in the secondary marketplace, often referred to as the ‘life settlements market’.

During the year ended March 31, 2021, the company began developing an additional business offering, providing professional services to specialty structured finance groups, bond issuers and life settlement aggregators. The company has assembled a team from the life settlement marketplace, as well as from other areas, such as financial services and public financial markets. As a professional services provider, the company applies practices to advise on the selection of specific portfolios of life insurance policies that are tailored to meet the needs of its clients. The company’s clients might include bond issuers, bond investors, or other structured finance product issuers. It develops strategies and methodologies, which include the acquisition of life insurance portfolios, then uses common structured finance techniques and proprietary analytics to structure bonds for issuances, including principal protected bonds.

The company engages in working with bond placement agents and aggregators to establish various aspects of a proprietary, investment grade bond offering. In this arrangement, the company participates as the sole originator in the role of structuring and advising on the structure of the proprietary bond instrument. Included in the role of structuring financial assets, the company uses proprietary analytics to establish the makeup of the rated instrument, including but not limited to, life settlement assets (life insurance policies) and managed cash, and implements a process of selective assembly of the underlying assets and cash management that would meet the policy requirements and analytics. The company provides resources for all analytics, as well as advisement support for the investment and non-investment grade ratings for the managed asset pool and the managed cash accounts.

Subsequent to March 31, 2021, the company and US Capital Global Securities LLC, an affiliate of US Capital Global, entered into an arrangement wherein the company is the lead advisor and lead originator of tailored life insurance portfolios to be used in a life insurance-linked bond offering (‘bond offering’) of between $250 million to $500 million. US Capital Global Securities LLC is the lead placement agent and is marketing the bond offering on behalf of the issuer on a basis to qualified investors.

History

Sundance Strategies, Inc. was founded in 2013.